Holdings in Company – RCI

DIDCOT, UK / ACCESSWIRE / February 25, 2020 / Altus Strategies Plc AIM:ALS & TSX-V:ALTS

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Altus Strategies PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

 

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

X

Other (please specify)iii:

 

3. Details of person subject to the notification obligationiv

Name

Resource Capital Investment Corp.

City and country of registered office (if applicable)

Carlsbad, CA USA

4. Full name of shareholder(s) (if different from 3.)v

Name

 

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reachedvi:

21/02/2020

6. Date on which issuer notified (DD/MM/YYYY):

24/02/2020

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

6.69%

 

6.69%

70,091,601

Position of previous notification (if

applicable)

10.37%

 

10.37%

226,228,461

             

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Ordinary 5p GB00BJ9TYB96

4,691,600

n/a

6.69%

 
         
         

SUBTOTAL 8. A

4,691,600

6.69%

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

         
         
         
   

SUBTOTAL 8. B 1

   
 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

           
           
           
     

SUBTOTAL 8.B.2

   
 
                   

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

 

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

 

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Exploration Capital Partners 2012 Limited Partnership

17,458,000

4.98%

 

Exploration Capital Partners 2014 Limited Partnership

1,200,000

1.71%

 
       
       
       
 

10. In case of proxy voting, please identify:

Name of the proxy holder

Exploration Capital Partners 2012 Limited Partnership and Exploration Capital Partners 2014 Limited Partnership

The number and % of voting rights held

6.69%

The date until which the voting rights will be held

Until sold

 

11. Additional informationxvi

 
         

Place of completion

Carlsbad, CA USA

Date of completion

February 24, 2020

CONTACT:

Martin Keylock
07730985896
m.keylock@altus-strategies.com

SOURCE: Altus Strategies PLC

View source version on accesswire.com:
https://www.accesswire.com/577783/Holdings-in-Company–RCI

error: Content is protected !!